SEC examination priority. CFPB enforcement. State AI laws with deadlines. Your competitors are deploying AI while you're still figuring out the compliance landscape.
Request EvaluationYou're big enough to need AI governance but not big enough to have a dedicated team for it. That's exactly who we work with.
Automate lending decisions, enhance fraud detection, personalize client portfolios, streamline compliance reporting. We identify the AI use cases that move your P&L — and build a roadmap to get there.
SEC examination priority. CFPB enforcement. Colorado AI Act. Your AI systems need to be explainable, auditable, and compliant. We assess your security posture and build governance frameworks before regulators do it for you.
We scan your AI footprint, security posture, and compliance gaps — focused on SEC, CFPB, and state AI law exposure. Delivered as a concise brief.
Stakeholder interviews, model security review, data pipeline assessment, and a comprehensive compliance gap analysis against financial regulations.
Use-case scoring for lending automation, portfolio optimization, fraud detection, and more. Phased roadmap with compliance milestones built in.
Fractional AI leadership with ongoing regulatory monitoring. We track SEC guidance, CFPB enforcement actions, and state AI legislation so you don't have to.
Federal and state regulators are moving fast. Every month without a governance framework is a month of unquantified risk.
Investment advisors must disclose AI use. AI-driven recommendations face heightened scrutiny. Examination teams are being trained on AI-specific risk factors.
AI-driven lending discrimination is an active enforcement area. Adverse action notices must explain AI decisions in plain language.
Mandatory impact assessments, bias testing, and consumer notification for high-risk AI systems. Insurance and lending decisions are explicitly covered.
CCPA extension requiring disclosure of AI profiling and automated decision-making. Applies to anyone handling CA resident data.
Start with a free AI Readiness Audit built for your regulatory reality. No obligation, no sales pitch — just a clear picture of where you stand.
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